Friday, January 6, 2012

Senior Manager Compliance (4-6 yrs)

Job Code: 44426
Location: Mumbai

Position Title - Manager / Senior Manager

Function & Specialization - Compliance

Industry - Asset Management

Location - Mumbai

Reporting - Head of Compliance & Company Secretary

Qualification - Chartered Accountant / Company Secretary

Experience - 4 to 6 years

Personal Attributes

- A strong complete Personality.

- Strong Presentation & Communication skills.

- Good Analytical skills

- Ability to manage numerous deliverables in a timely & effective manner.

- An eye for details.

- Creative, confident, professional with high levels of drive, ambition & enthusiasm.

Our Client

An International Asset Management Company with a presence in more than 50 countries.

Responsibilities

- Ensuring compliance with the act, regulations, rules and circulars issued by regulators viz., SEBI, Registrar of Companies, Govt. of India and other regulatory bodies.

- Updating /Vetting of Scheme Information Documents for ensuring that they are aligned with the applicable SEBI regulations and related statutes.

- Drafting/reviewing of addendum to Scheme Information Documents .

- Statement of Additional Information, Key Information Memorandum of the schemes of the Mutual Fund , and ensure their timely updation.

- Guiding and assisting departments in relation to compliance

- Drafting and vetting of agreements with vendors and others coordination with internal / external auditors

- Handling day to day compliance issues

Respond to cspl@csplsearch.com

Visit us at
www.csplsearch.com

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